The Annual Report for Licensees Engaged in Business under the California Finance Lenders Law (CFLL) for calendar year 2016 must be submitted to the Department of Business Oversight (DBO) no later than Mar. 15. No extensions will be granted. Failure to file the report... Read MoreRead more about Reminder: 2016 California Finance Lenders Law Annual Report Due Mar. 15

Broker-Dealer Finder Exemption Regulations (Assembly Bill 667, Chapt. 743, Stats. 2015) NOTICE OF PROPOSED REGULATIONS:The Department is proposing to modify the proposed regulations under the Corporate Securities Law of 1968. The proposed regulations would adopt rules... Read MoreRead more about Broker-Dealer Finder Exemption Regulations (Assembly Bill 667, Chapt. 743, Stats. 2015)

March 30, 2017Subject: FIRST QUARTER 2017 REPORT TO THE SENIOR TRUST OFFICER OF ALL NATIONALBANKS, FEDERAL SAVINGS BANKS, AND FOREIGN (OTHER STATE) BANKS AUTHORIZED TO ENGAGE IN TRUST BUSINESS IN CALIFORNIA (“REPORTING INSTITUTIONS”)Dear Sir or Madam:General... Read MoreRead more about DBO – Quarterly Report – First Quarter 2017

March 30, 2017TO: PRESIDENTS OF DBO-LICENSED TRUST COMPANIES:Subject: FIRST CALL 2017Steps to Download and File Call Report Forms1. To begin, open https://dfpi.ca.gov in your Web browser. Alternatively, to navigate to the form from the DBO home page, www.dbo.ca.gov,... Read MoreRead more about DBO – Call Report – First Quarter 2017 – Trust Companies

March 30, 2017TO: PRESIDENTS OF ALL STATE-CHARTERED BANKS WITH TRUST POWERS:Subject: First Quarter 2017 Call ReportGeneral Instructions Please read this communication thoroughly for instructions on how to download, input, save and email the First Quarter 2017 call... Read MoreRead more about DBO – Call Report – First Quarter 2017 – State-Chartered Banks with Trust Powers