04-3 December 27, 2004 VIA FACSIMILE AND FIRST CLASS MAIL Re: Broker/Dealer Activities of a Licensed Securities Firm Dear Mr. ________: This responds to your letter of November 29, 2004. You have asked the Department of Financial Institutions (the... Read MoreRead more about 04-3
Department of Financial Institutions Announces New State Bank – Charter Oak Bank will open its doors in Napa on December 17 Department of Financial Institutions Announces New State Bank – Charter Oak Bank will open its doors in Napa on December 17San... Read MoreRead more about Department of Financial Institutions Announces New State Bank – Charter Oak Bank will open its doors in Napa on December 17
State Closes Transmitter of Money Abroad – U.S. Tour and Remittance, Inc., San Jose San Francisco – California Commissioner of Financial Institutions Howard Gould took possession of U.S. Tour and Remittance, Inc. (US Tour), based in San Jose, on Thursday,... Read MoreRead more about State Closes Transmitter of Money Abroad – U.S. Tour and Remittance, Inc., San Jose
Volume 8, Number 6DFI Issues Cease and Desist Warning to Malibu Trust CompanyA warning to cease and desist from doing business in California without a license from theCommissioner of Financial Institutions was issued to Malibu Trust Company, 418 Santa Rosa... Read MoreRead more about DFI Monthly Bulletin – December 2004