June 30, 1997 Dear Ms. __________: This relates to your letter of February 28, 1997, in which you took issue with our citing as a violation of Section 761 of the Financial Code the investment by _____________ (“Trust Co.”) in shares of a mutual fund known... Read MoreRead more about 97-14
June 6, 1997 Re: _______ — Possible Acquisition of ________ Dear Mr. ________: This is in response to your letters of October 8, 1996 and May 29, 1997. We apologize for our delay in getting back to you. Your letters asked whether ________ would be required to... Read MoreRead more about 97-4