Prospect Mortgage, LLC License or Case Number: 413-0266 and 603-E734 Date of Initial Action: 11/26/13 Defendants/Respondents: Prospect Mortgage, LLC Documents: Consent Order Consent Order Exhibit on State Penalty Amounts Settlement Agreement Accusation in Support of Notice of Intent to Issue Orders Suspending Licenses and Imposing Penalties Order to Discontinue Violations Pusuant to California Financial Code Section 50321 Order to Refund Excessive Per Diem Interest Chages Pursuant to California Financial Code Section 50504 Statement of Facts in Support of Order to Discontinue Violations Pursuant to California Financial Code Section 50321 and Notice of Intent to Make Order Final About the Licensee status To check the status of this licensee, visit Search for a Financial Services and Mortgage Lending Licensees on Self-Service Portal - DOCQNET by entering the license name or number. If you have further questions or need more assistance, please call our Customer Service Office at: 1-866-275-2677. Key Consumer Links Consumer Alerts Consumer Advisories Search for DBO Licensees Licensees and Industries Regulated by the DBO Actions, Orders and Administrative Hearing Decisions File a complaint Submit a Public Records Request News & Info Links Newsroom Press Releases Monthly Bulletins Important Notices Resources Archive Last updated: Jun 6, 2019 @ 2:07 pm
