Morgan Stanley DW, Inc. License or Case Number: CRD 7556 Date of Initial Action: 07/27/07 Defendants/Respondents: Morgan Stanley DW, Inc. Documents: 2007 – Order Imposing Conditions on Surrender of a Certificate as a Broker-Dealer 2008 – Findings of Fact Conclusions of Law Consent Order 2009 – Findings of Fact Conclusions of Law Consent Order About the Licensee status To check the status of this licensee, visit Search for a Financial Services and Mortgage Lending Licensees on Self-Service Portal - DOCQNET by entering the license name or number. If you have further questions or need more assistance, please call our Customer Service Office at: 1-866-275-2677. Key Consumer Links Consumer Alerts Consumer Advisories Search for DBO Licensees Licensees and Industries Regulated by the DBO Actions, Orders and Administrative Hearing Decisions File a complaint Submit a Public Records Request News & Info Links Newsroom Press Releases Monthly Bulletins Important Notices Resources Archive Last updated: Nov 14, 2019 @ 2:09 pm
