JTA Securities Management, Inc.
License or Case Number: CRD NO.: 131392
Date of Initial Action: 04/30/19
Defendants/Respondents: JTA Securities Management, Inc.
Documents:
- 04/30/19 – Consent Order
About the Licensee status
To check the status of this licensee, visit Financial Services and Mortgage Lending Licensees Search.
If you have further questions or need more assistance, please call the DFPI's Consumer Services Office at: 1-866-275-2677.