Highland Capital Group, Inc.

License or Case Number: 139923

Date of Initial Action: 12/16/2013

Defendants/Respondents: Highland Capital Group, Inc.;John Mcphail

Documents:

• 12/16/13 – Desist & Refrain Order; and Order Levying Administrative Penalties
• 12/16/13 – Settlement Agreement Between Highland Capital Group, Inc. and the California Department of Business Oversight Resolving:
  Desist & Refrain Order; and Order Levying Administrative Penalties
• 06/08/18 – Order to Discontinue
• 06/08/18 – Statement in Support of Order Levying
• 06/08/18 – Statement in Support of Order to Discontinue
• 02/19/19 – Final Order Levying
• 06/03/19 –  Accusation
• 06/03/19 –  Order  Revoking

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