Derivium Capital, LLC

License or Case Number: Sacramento Case #: 02AS05849

Date of Initial Action: 09/25/02

Defendants: Derivium Capital, LLC; First Securities Capital, LLC; FSC First Securities Capital, LLC; Diversified Design Associates; Dr. Charles Cathcart; FSC First Securities Capital; Scott Cathcart; Yuri Debevc; Bancroft Ventures Limited;


  • Settlement Agreement (PDF) & Stipulation for Entry of Permanent Injunction against Charles Cathcart, Scott Cathcart & Yuri Debevc
  • Judgment (PDF) After Trail for Civil Penalties & Permanent Injunction against Bancroft Ventures Limited
  • Order (PDF) Granting Permanent Injunction against Charles Cathcart, Scott Cathcart and Yuri Debevc
  • Stipulation (PDF) to Entry of Judgment for Civil Penalties and Permanent Injunction Against Derivium Capital LLC Pursuant to Settlement
  • Complaint (PDF)


To check the status of this licensee, please use our Self-Service Portal, DOCQNET.

If you have questions or need assistance, please call our Customer Service Office at: 1-866-275-2677

Last updated: Aug 26, 2019 @ 10:44 am