California Financial Network

License or Case Number:

Date of Initial Action:

Defendants/Respondents: California Financial Network, Inc. (Anthony Harold Barkate, dba); Anthony Harold Barkate, as an individual

Documents:

  • Order Barring Anthony Harold Barkate from any Position of Employment, Management or Control of any Investment Adviser, Broker-Dealer, or Commodity Adviser Pursuant to Corporations Code section 25232.1
  • Order Revoking Investment Adviser Certificate of California Financial Network, Inc. (Anthony Harold Barkate, dba)
  • Accusation

 About the Licensee status

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Last updated: May 24, 2019 @ 2:26 pm