Benchmark

License or Case Number: Orange Case #: 06CC07158, OAH # L2006090112

Date of Initial Action: 06/16/06

Defendants/Respondents: Steven Arthur Scott; Benchmark Financial Services; Benchmark Financial Services, Inc.

Adminstrative Action Respondents:

Documents:

  • 06/16/06 – Complaint for Injunctive Relief; Civil Penalties; and Ancillary Relief; Violation of Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code section 25235 (Fraud by an Investment Adviser;
  • 06/16/06 – Memorandum of Points & Authorities in Support of Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
  • 06/16/06 – Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
  • 06/16/06 – Temporary Restraining Order and Order to Show Cause re: Preliminary Injunction
  • 07/05/06 – Stipulation to Entry of an Order Issuing a Preliminary Injunction between Plaintiff and Defendants.
  • 07/10/06 – First Amended Complaint for Injuctive Relief; Civil Penalties; and Ancillary Relief; Violation of California Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code Section 25235 (Fraud by an Investment Adviser).
  • 08/03/06 Accusation
  • 05/24/07 – Office of Administative Law Decision – Rejection
  • 07/16/07 – Office of Administative Law Decision – Settlement
  • 07/20/07 – Stipulation to Entry of an Order issuing an Amended Preliminary Injunction, Civil Penalties, Denial land Bar by Defendants

 

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Last updated: Aug 5, 2019 @ 10:44 am