Financial Institution Administrative Orders (2009-2011)

The following chart lists the principal provisions of the Financial Code that apply to each type of financial institution regulated by the Department. Please be advised that the various types of financial institutions may be subject to other laws and regulations. For example, commercial banks, savings associations, and industrial loan companies are subject to Division 1.6 (commencing with Section 4800) of the Financial Code, relating to sales, mergers and conversions.

Type of Institution – Financial Code References

• 2011 – Pursuant to Financial Code 697 – May 31, 2011 (PDF)
• 2011 – All Licensees Under the Money Transmitter Act – Quarterly Financial Reports – March 10, 2011 (PDF)
• 2011 – All Licensees Under the Money Transmitter Act – Eligible Rating Services – Revised – March 3, 2011 (PDF)
• 2011 – Order Under Financial Code Section 14201 – January 20, 2011 – (PDF)
• 2010 – Foreign (Other Nation) Wholesale Branches, Financial Code Section 1755 (A) (4) (C) – December 23, 2010 (PDF)
• 2010 – Electronic Communications – July 15, 2010 (PDF)
• 2010 – CFPA Exemption Survey – April 13, 2010 (PDF)
• 2009 – Order Pursuant to Financial Code Sections 101, 215, 697 – November 12, 2009 (PDF)
• 2009 – Authorization Under Financial Code Section 14653.5 – May 21, 2009 (PDF)