Volume 9, Number 6Scott Harris Promoted to Financial Institution ManagerScott Harris was promoted to Assistant Deputy Commissioner of the Sacramento Office effectiveDecember 1, 2005. Mr. Harris joined the State Banking Department (now the Department of... Read MoreRead more about DFI Monthly Bulletin – December 2005
Volume 9, Number 5DFI and Kelsea Thi Dao enter into a Settlement AgreementOn October 31, 2005, the Acting Commissioner of Financial Institutions entered into a settlementagreement with Kelsea Thi Dao (“Dao”), in which Dao agreed to pay $2,000 to the Department and... Read MoreRead more about DFI Monthly Bulletin – November 2005
Volume 9, Number 4Brian Yuen Appointed Acting CommissionerOn October 3, 2005 the Governor’s Office appointed Brian Yuen as Acting Commissioner for theDepartment of Financial Institutions (DFI).Brian Yuen was appointed as the State Chief Examiner on July 1, 2004.... Read MoreRead more about DFI Monthly Bulletin – October 2005
Volume 9, Number 3DFI Releases California Financial Information Privacy Act FAQsThe California Department of Financial Institutions published to its Web site a list of frequently-askedquestions (FAQs) about issues relating to Division 1.2 of the California Financial... Read MoreRead more about DFI Monthly Bulletin – September 2005
Volume 9, Number 2Howard Gould to Step Down as Commissioner of Financial InstitutionsHoward Gould has announced that he will be stepping down as Commissioner of Financial Institutions.Commissioner Gould was appointed by Governor Schwarzenegger on February 6, 2004. His... Read MoreRead more about DFI Monthly Bulletin – August 2005